The DOJ Defends DOMA -- An Analysis
BY ARI EZRA WALDMAN
Ari Ezra Waldman is a 2002 graduate of Harvard College and a 2005 graduate of Harvard Law School. After practicing in New York for five years and clerking at a federal appellate court in Washington, D.C., Ari is now on the faculty at California Western School of Law in San Diego, California. His areas of expertise are criminal law, criminal procedure, LGBT law and law and economics. Ari will be writing weekly posts on law and various LGBT issues.
Follow Ari on Twitter at @ariezrawaldman.
Fresh off judicial and legislative victories that are closing the final chapter of insidious discrimination against gays and lesbians in the American military, our community just received a stark reminder that our quest for equality is ongoing. Yesterday, the Department of Justice filed its appeal in Gill v. OPM and Massachusetts v. HHS, two cases out of Boston that declared Section 3 of the Defense of Marriage Act (DOMA) unconstitutional. The arguments in this brief were expected and they rehash many of the points we have discussed here. I would like to provide a short summary and some analysis.
The brief (available here) argues that DOMA Section 3 -- which restricts federal recognition of marriages those between a man and a woman and, as a result, denies access to countless federal benefits to same-sex couples married in marriage equality states -- does not violate the equal protection component of the Fifth Amendment's due process clause because Congress had a rational reason for passing the law.
And yet, when I read this brief, I was overcome by a sense of half-heartedness. The DOJ's arguments are old, overused and hardly compelling. The brief goes to great lengths to remind us that President Obama opposes DOMA and seeks its legislative repeal. It spends way too much time trying to tell the First Circuit that its job is to simply defer to Congress. Whatever the merit of these arguments, the message is almost pro forma -- that is, the DOJ is defending DOMA because it has to. We can certainly debate whether it must defend a law it hates, but in fulfilling its arguable constitutional obligation to defend duly enacted laws, the DOJ is doing the minimum and letting the chips fall where they may.
Summary and analysis AFTER THE JUMP.
Summary
This case is based on what is called "rational basis review," which essentially allows courts to uphold admitted discrimination if the "classification," an antiseptic and lawyerly term of discrimination without the negative connotation, is rationally related to some legitimate government interest. In other words, there has to be some conceivable reasonable explanation for the law. What's more, that rationale need not even be among the rationales Congress listed or discussed when it passed DOMA in 1996. There just has to be some reason out there that is kinda sorta related and is kinda sorta legitimate. More on this later.
The DOJ offered three possible rationales:
1. Congress wanted to preserve the status quo while the states worked out the evolution of marriage law. We've heard this argument before. States have always been the source of legislative experimentation for resolving problems, so while they work out the kinks, DOMA, the argument goes, keeps federal law from being applied haphazardly.
This argument was neatly debunked by Judge Joseph Tauro, the district court judge in these cases. The DOJ's argument is both wrong on its face and internally inconsistent. It's wrong because it suggests that DOMA maintained the status quo as to federal marriage law. But, federal marriage law is a misnomer; there has never been any federal marriage law except to recognize whatever the states said was a valid marriage. In the world of marriages, New Hampshire recognizes as valid different marriages than, say, Texas. Some states permit marriages between certain cousins, others do not. The federal government has never distinguished between those rules, nor has it sought uniformity in the face of such differences. Therefore, the status quo of federal marriage law was not "we only recognize opposite-sex marriages as valid," but rather "we recognize whatever the states recognize as valid."
The DOJ offers counterexamples, suggesting that Congress has looked beyond state definitions of marriage in certain circumstances. Immigration is a perfect example. When deciding if an immigrant's marriage to a citizen is valid, the INS will look beyond a state's certification of marriage to determine if it is simply a green card marriage. That may be true, but if the marriage is a green card marriage, that marriage is also invalid in the state in which it was performed. The DOJ, then, is using the definition of "fraud" at the state and federal level as proof that the federal government has its own marriage law. That doesn't pass the smell test.
The argument is also internally inconsistent in that it admits that the states are the lords of marriage law and then defends the US Congress's attempt to institute a uniform federal definition of marriage. It also sets up a false dilemma -- DOMA is no more essential to state "experimentation" or the evolution of marriage law at the state level than a uniform gun control law is to state experimentation on gun restrictions. That is, even without DOMA, states could debate and change their marriage laws; even without an assault weapons ban, states and cities can pass comprehensive gun control laws. It is a misapprehension of the relationship between the federal and state "marriage law" to suggest that DOMA protects state experimentation, especially where no federal marriage law ever existed before.
2. Congress could have wanted to keep federal law uniform while the states experiment with changing marriage law. This is the DOJ's best argument. Preserving uniformity of law is a rational and legitimate government interest and allowing marriage equality in certain states when not allowing it in others could prove complicated for the provision of federal benefits -- gays in Massachusetts will get benefits, but gays in Maine will not.
Setting aside the fact that this reality is not all that complicated, uniformity is a tough argument given the fact that Congress has never sought uniformity of marriage law in any other aspect of marriage law before. Different states have different ages of consent for valid marriages, for example. That Congress has never sought uniformity with regard to age may suggest that something else is behind DOMA, perhaps an animus toward gays and their relationships.
3. Congress could have wanted to respect federalism's division between state and federal law. The DOJ argues that in passing DOMA, Congress could have been reflecting its deep respect for state dominion over family law and, as such, wanted to give the states latitude to let their marriage law evolve.
That makes no sense to me for the reason discussed above. DOMA is neither essential nor even related to giving the states the room to debate marriage equality. That freedom exists regardless of the federal definition of marriage. In fact, it actually restricts the marriage equality debate in the states by lending credibility to anti-equality forces. "Look at the federal government," the National Organization for Marriage could say, "even Congress believes marriage is between a man and a woman, so why should [insert state] disagree."
Analysis
There is much more to the DOJ's brief, including a well-reasoned argument as to why DOMA is a valid exercise of Congress's spending power and a less-persuasive, but still valid, argument as to why DOMA does not violate the Tenth Amendment, which gives to the states all powers not given to Congress in the Constitution. In future posts, I could discuss those arguments (if there is interest... please let us know in the comments), but suffice it to say that those arguments are of a different character than the arguments above.
My argument is that the DOJ is compelled to defend DOMA from Spending Clause and Tenth Amendment challenges, whereas it has less of a need to defend it on due process grounds.
The Spending Clause argument is that DOMA affects federal benefits and the provision of federal monies to married couples. As such, DOMA conditions federal benefits on certain requirements set forth by Congress, and DOMA is a valid manifestation of Congress's power to allocate federal funds and pass laws for the general welfare. The Tenth Amendment defense is that while marriage law is traditional the purview of the states, the Tenth Amendment does not apply when Congress acts pursuant to another enumerated power, in this case the Spending Clause and the General Welfare Clause.
An adverse ruling on either the Spending Clause or the Tenth Amendment arguments would set a dangerous precedent for Congressional power, in general. This is different from the precedent set by the DOJ not defending duly enacted laws; I am talking about a Tea Party-esque precedent that narrows the Spending Clause and balloons the Tenth Amendment to a point that neuters the federal government's power to pass social legislation. This could impact state challenges to health care reform, environmental legislation, gun control laws, even the Civil Rights Act, all bedrocks of the modern left. If the First Circuit says that Congress had no power under the Spending Clause or the General Welfare Clause and the Tenth Amendment restricts Congress's power to pass laws in areas traditionally reserved to the states, those arguments could come back and haunt liberals in areas far outside the gay rights realm.
This means that, as the protector of federal power, the DOJ must defend DOMA on these grounds. It must protect the federal government from impingements on its power and rights. And, while this argument holds for the equal protection/due process arguments above, it is not as powerful. We should be more worried about restrictions on Congress's power to spend money to pass social legislation than restrictions on Congress's power to discriminate. So, if you care about Congress's power to resolve social problems on a national basis -- as many on the left do -- take a moment to consider what opposition to the DOJ's DOMA defense may mean.




We might have expected a "legal expert" to discuss whether the rational basis test is the appropriate standard for the challenge to DOMA.
Your "argument" about the duty of the DOJ to defend is totally unpersuasive.
Posted by: justiceontherocks | Jan 14, 2011 12:28:18 PM
Doesn't the US also apply a Federal test of marriage validity to those entering the country? I don't believe it recognises same-sex marriages from other countries.
Posted by: Mike | Jan 14, 2011 12:29:49 PM
Please give us more Ari! I will probably read the 174 page document anyways, but side commenting from someone who knows a lot more than I would be nice. Also, don't be afraid of the scare quotes above (or below). It just shows the commenter doesn't really have a–or know how to express his/her–point of view.
Posted by: Alan E. | Jan 14, 2011 12:40:03 PM
I love these analyses Ari! So informative.
I'd love to see one that is your take on the Prop 8 case vs the DOMA case. It seems to me, that the DOMA case has a way better chance of winning, and it'd be better if the SCOTUS gets that first. Could there ever be an opportunity to converge them?
Also, just timing wise, when will these cases most likely finally make it to the Supreme Court? 2012? 2013?
Posted by: George | Jan 14, 2011 12:42:43 PM
@JUSTICEONTHEROCKS
I honestly cringe when I read comments like yours... unless you are volunteering to take personal time to help inform us of LGBT legal processes and their ramifications, leave the unproductive criticism of those that attempt to do so inside your puerile brain.
Posted by: MattWalker | Jan 14, 2011 1:07:30 PM
@justice: Fair point on the discussion of whether rational basis is
appropriate. Two reasons why I left it out: 1) its not a serious point
of contention in this particular case, 2) the post was already too
long. I think I lose people after about 1400 words. Well discuss it
in another post. And, btw, I find your misuse of quotes unpersuasive,
as well.
Posted by: Ari Ezra Waldman | Jan 14, 2011 1:14:22 PM
@ ARI You don't lose me. Despite having been legally married here in Canada for 7 1/2 years, I STILL find myself having to defend my equality from every possible quasi-political, moralistic, religious, and quasi-legalistic argument assholes (many, but by no means all, from your country).
Trust me, I NEVER get tired of it. So any new understanding as to why DOJ has to defend some elements of the law (protecting the Federal government's power against all-out State-level governance resonates well for a Canadian and our squabbling Provinces), and why their other arguments fail, is of great personal interest to me, as well as relevant to my life. Thanks.
Posted by: Strepsi | Jan 14, 2011 1:29:13 PM
@george: thanks for your comment. Consider it on the list for a future
post. I will ask the question: How do these cases fit together, if at
all, other than in our quest for equal treatment under the law? In a
practical sense, DOMA repeal wont change the law surrounding prop 8,
but it may have persuasive effects.
I hate to handicap these things, but DOMA challenges have some legal
weapons that our challenge to Prop 8 does not. Ill think about it.
In terms of timing, if the losing party appeals a First Circuit ruling
(which I dont expect until September of this year, it could take
another 12 to 18 months before a SCOTUS decision, assuming SCOTUS
takes the case. The Prop 8 case may take longer because of the
certification process and the standing issue. Dont expect a SCOTUS
ruling on the merits -- if it ever gets there, which is doubtful --
until 2013.
Posted by: Ari Ezra Waldman | Jan 14, 2011 1:35:15 PM
@Ari -- what about the non-monetary benefits of being married in the eyes of the federal government? Hospital visitation is one (possibly mooted by regs, but not necessarily); spousal inheritance is another (I do not think one can make a valid argument that NOT paying extra tax on an estate transfer [not talking income tax here] could be considered "congressional spending"), and spousal privilege against testifying in court is another.
Could the court decide in favor of the spending clause argument but separate out the rights and benefits that have no fiscal impact and approve those?
Posted by: tjc | Jan 14, 2011 1:35:37 PM
@tjc. Thanks for your comment. Thats possible, but unlikely. I admit
that I am not an expert on spending clause jurisprudence, so I will go
do some research. But this case -- as to these plaintiffs and their
unique claims -- are all about the financial effects of DOMA. This is
what we call an as applied challenge, meaning the plaintiffs are
highlighting the laws particular effects on them. While there are
nonmonetary effects, these plaintiffs are talking about the dollars.
Plus, the spending and general welfare clauses have been interpreted
broadly -- and the DOJ would like to keep it so -- to capture even
those supposedly nonmonetary things.
Posted by: Ari Ezra Waldman | Jan 14, 2011 1:42:32 PM
Thanks for the analyses Ari! I always look forward to reading them. They are more interesting than the actual news stories.
Posted by: Kelly in Atlantic City | Jan 14, 2011 2:00:18 PM
Even as the DOJ is technically defending a constitutional challenge to DOMA, isn't it possible for Obama to ask federal agencies to eliminate the word "marriage" from agency regulations and change "spouse" to "dependent"? This sidesteps DOMA in terms of enforcing it. I believe the president is choosing not to enforce federal marijuana laws vis-a-vis medical marijuana, although the DOJ might defend a constitutional challenge to those laws.
Posted by: Phil | Jan 14, 2011 2:09:25 PM
Ari -- Very interesting piece. I've of two minds about the DOJ having to defend DOMA.
Please talk more about the 10th amendment argument -- my thinking was that Health (Welfare, environment) is power, in part, given to the federal gov't in the constitution under the commerce clause. It seems to me that denying valid marriages from states thereby (as MA has pointed out and I believe CT is joining) burdening those states by taking a position on a power that is strictly reserved for the states. Just as Arizona cannot create it's own immigration policy, the federal government cannot validate or invalidate marriages. (In the case of green cards they are checking for fraud not checking if it is a valid marriage per se. If a green card couple were to remain married after one were deported, even if they never saw each other again, they would still be legally married.)
Posted by: Chris Gable | Jan 14, 2011 2:27:41 PM
Thanks for the great piece, Ari. Very illuminating.
Posted by: luminum | Jan 14, 2011 2:41:31 PM
@ari: I agree that the DOJ's spending clause argument for DOMA is more compelling than its strange claim that the law doesn't violate equal protection, but surely the spending clause can't be used as a backdoor to justify an equal protection violation?
For instance, if in 1962 Congress had passed a Defense of White Marriage Act, holding that no federal benefits would go to interracial couples (including the future President's parents), could such a law have passed constitutional muster on the grounds that it was a rational use of the spending clause power?
Posted by: Mark | Jan 14, 2011 2:42:42 PM
Thank you Ari, very informative! Quick question though, what do you mean by "The Prop 8 case may take longer because of the
certification process and the standing issue. Dont expect a SCOTUS
ruling on the merits -- if it ever gets there, which is doubtful --
until 2013."? What would that mean if the 9th ruled for equality and then the SCOTUS didn't take the case?
Posted by: Tyler | Jan 14, 2011 2:50:40 PM
@mark: Good question, but no, for a few reasons. Most notably, laws
that attempt to classify by race are subject to strict scrutiny for
equal protection purposes. Laws that classify by sexual orientation
are subject only to rational basis review. Well save for another post
why thats so and if its a good idea. So, all the govt needs here is
some legitimate interest served by the discrimination (lower case d,
no connotation). Its clearly discrimination, but not all
discrimination violates the Constitution. A valid use of Congresss
other powers to meet a legitimate interest would be enough in this
case, not in the racial hypothetical. Does that answer your question
sufficiently?
Posted by: Ari Ezra Waldman | Jan 14, 2011 2:53:25 PM
@tyler. Thanks for your question. I was referring to a lot of things
there, so my apologies for not defining terms. Typing on a blackberry
is hard! :)
I say the Prop 8 case would take longer to get to SCOTUS bc there are
more steps involved. First, there are two strands: standing and
merits. Were in the standing phase now and the 9th Cir just certified
a question as to the right of initiative proponents under California
law to the California Supreme Court. Getting that answer could take a
few months. Then we wait for a 9th Cir decision. If the 9th denies
standing, the case could be over at the federal level if the
proponents give up. But they could appeal an adverse standing argument
to SCOTUS. That could take us to a year from now. If SCOTUS denies the
appeal, again, its over at the federal level. If it takes the case and
denies standing, again the case could be over, but now were out 18
months (estimate, of course). If some court along the way grants
standing, then we may get appeals of a grant of standing from AFER and
even then, we still have to go up the ladder on the merits, i.e.,
whether Prop 8 denies equal protection and due process.
So, its a lot of steps.
As to your second question, if the 9th granted standing AND found that
Prop 8 violated the federal Constitution and then SCOTUS did not take
the case, the federal case would be over. There is an argument that a
9th circuit merits ruling could extend marriage equality to all states
in the Circuit. I could make that argument in a brief, but I dont
think its a winning one (if I were a judges clerk). So, that would
mean marriage equality could come back to CA.
I know thats a lot and sounds complicated, but I hope that clarified
some of the muck for you. Let me know if you have any other questions.
Posted by: Ari Ezra Waldman | Jan 14, 2011 3:05:24 PM
http://tracingthetree.wordpress.com/2010/12/05/illinois-gay/
http://tracingthetree.wordpress.com/2010/12/25/will-dadt-repeal-cost-in-the-long-run/
Posted by: SM | Jan 14, 2011 3:06:42 PM
There is no basis in fact for your opening assertion, “Fresh off judicial and legislative victories that are closing the final chapter of insidious discrimination against gays and lesbians in the American military....” In short, while certainly victories, nothing about them are final, guaranteeing all discrimination against gays in the military will end, either in the short or long term.
1. The fresh judicial victories were only at the District court level, and, therefore, could easily be reversed on appeal as were previous victories at levels including Circuit Court rulings, e.g., “Watkins v. United States Army,” “Ben-Shalom v. Marsh,” “Meinhold v. US Department of Defense,” and “Able, v. United States.” By appealing, the Obama DOJ rendered at least temporarily moot the “victories” in the recent “Witt v. Department of Air Force,” and “Log Cabin v. United States.” In addition, barely a week after he signed the DADT repeal OPTION bill, they asked the court to effectively kill the broader LCR ruling by “suspend[ing] the briefing schedule and hold[ing] the case in abeyance to allow [the repeal] process to continue to completion."
2. While the Pentagon refuses to say when, estimating from months to over a year [and SLDN recently said, "Since the President signed legislation, 135 service members and veterans have contacted our legal team for help."], theoretically the legislative victory, such as it was, will eventually be actualized. However, though the Pentagon “study” encouraged it, there is nothing in the bill that requires re-accession. Much more critical, and to my point of no “final chapter of insidious discrimination,” the Working Group specifically recommended that, even after open service, gays not be guaranteed the same protections as other groups in the military, emphasis theirs:
“We do NOT recommend that sexual orientation be placed alongside race, color, religion, sex, and national origin, as a class eligible for various diversity programs, tracking initiatives, and complaint resolution processes under the Military Equal Opportunity Program.”
And they justify that using language that unequivocally parrots what they must have heard from the SEVEN different antigay groups they incomprehensibly and indefensibly met with:
“doing so could produce a sense that gay men and lesbians are being elevated to a special status as a “protected class” and will receive special treatment.”
They disingenuously insist that, emphasis mine:
“Complaints regarding discrimination, harassment, or abuse based on sexual orientation can be dealt with THROUGH EXISTING MECHANISMS—primarily the CHAIN OF COMMAND—available for complaints not involving race, color, sex, religion, or national origin.”
BUT, despite the “Don’t Harass” part of the EXISTING, pre-repeal option bill, policy, a 2004 Palm Center study found that:
“The military has created a two-class system with gay and lesbian service members in the second class. For example, the Pentagon's ban on racial harassment includes a broader mandate against race discrimination. And, the ban on race discrimination is reinforced by several provisions, which include the Department of Defense (DoD) Human Goals Charter 1 and the DoD Equal Opportunity Directive. ‘These provisions do not treat racial harassment and race discrimination separately; rather, racial harassment is considered a form of prohibited race discrimination’, wrote [the study’s author]. The military's ban on harassment of gay and lesbian officers, however, is not ‘codified'.”
And Steve Ralls, then with SLDN, said, “There is no available avenue for service members who would typically report discrimination [based on sexual orientation] through an equal opportunity office. In reality when a service member does report it through the chain of command it is rarely taken seriously. The environment has created second-class citizenship for gay and lesbian service members and it permeates all military."
3. While the previous version of the bill that Secretary of Defense Gates demanded last May be scrapped, with the backing of the White House, would have created a FEDERAL LAW banning both discharges and internal discrimination, nothing in the passed bill does. Thus, even after discharges under this administration assumingly, eventually end, and even should they reverse the wrong of second-class gay status within the military, a future administration could easily return to the same antigay policies that existed for 50+ years before DADT and resulted in over 100,000 discharges.
Future Repug candidate Tim Pawlenty has already promised as much, and Palin could clearly be expected to do the same.
Posted by: Michael@LeonardMatlovich.com | Jan 14, 2011 3:23:43 PM
Well, at least one Federal district court saw fit to apply the tenth against DOMA. Most courts bend over backwards to limit their rulings when laws are struck down so as to not inconvenience congress. These narrow rulings always make matter worse in the end though by allowing discrimination to sneak through by other means. A lot of progressives think that their work will be done with a few more rulings their way, but actually, a massive amount of reform in the law is needed, often on very technical grounds that would only excite lawyers.
Posted by: anon | Jan 14, 2011 4:21:09 PM
This piece demonstrates precisely why we CAN NOT fight for equality under the assumption that Obama, or any Democrat, is ON OUR SIDE. Social movements must be independent and not tied to any political party. When we hitch our fortunes to the electability or "good will" of a political party, our interests are inevitably suppressed in favor of the interests of that political party. How many times have we heard the Democrats say they can't take up our issues because it would hurt their electability? Worse, how many times have we voluntarily taken a back seat to the Democrats drive for war, corporate bailouts, and environmental destruction?
The Democratic Party is well-known as the graveyard of social movements. They play a specific role in the capitalist system compared to the Republicans: as the "party of the people," whenever a social movement (the Populist movement of the 1890s, the labor movement of the 1930s, the African American civil rights movement of the 1950s-1960s, the women's movement, the LGBT movement, the environmental movement, etc.) grows large enough to pose a challenge to the status quo and threaten REAL CHANGE, the Democratic Party inevitably steps in to stop it. They hire a few movement leaders (the new African American mayors of the 1970s who oversaw the assault on black urban populations, Clinton's hiring of Mixner and the appointment of Achtenburg, etc), pass a few nominal or superficial reforms, tell us they're on our side, and then tell us to wait. We've witnessed this process in action over the course of the Obama administration.
Howard Zinn put it best:
"We are citizens. We must not put ourselves in the position of looking at the world from their eyes [meaning the politicians] and say, "Well, we have to compromise, we have to do this for political reasons." We have to speak our minds.
This is the position that the abolitionists were in before the Civil War, and people said, "Well, you have to look at it from Lincoln's point of view." Lincoln didn't believe that his first priority was abolishing slavery. But the anti-slavery movement did, and the abolitionists said, "We're not going to put ourselves in Lincoln's position. We are going to express our own position, and we are going to express it so powerfully that Lincoln will have to listen to us."
And the anti-slavery movement grew large enough and powerful enough that Lincoln had to listen. That's how we got the Emancipation Proclamation and the 13th and 14th and 15th Amendments.”
I demand a world in which 13-year olds do not hang themselves from trees. I demand a world in which no lesbian is gang raped and left naked on the streets of the Castro "to prove a point". I demand a world in which each person is free to explore, adopt, change, or muddle their own identity and expression of that identity without the fear of discrimination, harassment, or violence and that this position is supported without question by federal law. I also demand a government that supports these demands and doesn't fight them every step of the way. We -- and by "we" I mean all of us, gay, straight, queer, black, white, Latino, Chinese, male, female, transgender, abled, disabled, etc. -- deserve better. Anything less is just plain old queer bashing.
Some say I'm a dreamer, that we have to be realistic. 40 years ago, homosexuality was illegal in all but a couple states. There was no public discussion of homosexuality. There were no positive images or examples of healthy lives to live. We have changed that. It's our job to make our dreams come true.
Posted by: Lonnie | Jan 14, 2011 4:31:59 PM
@ Lonnie: while much of your criticism of the Dems is valid—David Mixer was never "hired" by Clinton, and, having lived in the Castro for decades, I've never heard of a "lesbian [being] gang raped and left naked on [its] streets."
Posted by: Michael@LeonardMatlovich.com | Jan 14, 2011 5:51:59 PM
Ari, I would appreciate a more complete explanation of the arguments around the Spending Clause and Tenth Amendment. Alas, I got lost in sorting through your discussion.
Posted by: Paul | Jan 14, 2011 8:08:07 PM
Ari, great summary. I got the same feeling as you did when I read the DOJ's arguments about due process and equal protection. I Also thought it was quite interesting (and perhaps telling) that the DOJ didn't cite Romer. While rational basis is the stated standard of review, I think that the only thing that the rational basis test found in Romer and Cleburne Living Center has in common with the traditional rational basis test found in cases like Lee Optical is the name. The failure of the DOJ to recognize that is what really made its brief unpersuasive to me.
Posted by: Nate W. | Jan 14, 2011 9:15:18 PM